Training & Education

Our training and education offerings include the following:

1. Provision of briefing sessions and seminars (including exams and assessments) regarding all areas of legal and regulatory compliance, including in regard to the following:

• Corporations Act/Regulations
• Superannuation legislation
• Privacy Act & FPC guidance and information material
• FTRA/Anti-Money Laundering & Counter-Terrorism Financing Act & AUSTRAC guidance material
• Trade Practices Act
• Uniform Consumer Credit Code
• ASX Operating Rules
• SFE Operating Rules
• ASIC Class Orders and guidance materials
• APRA Circulars and Operating Standards
• Occupational Health & Safety requirements

2. Provision of ongoing tailored training programs, including compliance induction training for new staff, and periodic compliance refresher and legal/regulatory update training.

3. Provision, implementation and administration of Training Registers, and training plans to meet ASIC PS 146 and PS 164 requirements, APRA Fit & Proper requirements, or ASX Responsible Executive requirements (as applicable).

4. Provision of specialised training sessions and presentations for Board and Responsible Officers (ASIC or APRA) or Responsible Executives (ASX).

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